Mixed Race Studies

“If You’re Half Black, You’re Just Black”: Reflected Appraisals and the Persistence of the One-Drop Rule

Sociological Quarterly
Volume 51 Issue 1 (Winter 2010)
Pages 96 – 121
Published Online: 2010-01-15
DOI: 10.1111/j.1533-8525.2009.01162.x

Nikki Khanna, Associate Professor of Sociology
University of Vermont

Despite growing interest in multiracial identity, much of the research remains atheoretical and limited in its approach to measuring identity. Taking a multidimensional approach to identity and drawing on reflected appraisals (how they think others see them), I examine racial identity among black-white adults in the South and the lingering influence of the one-drop rule. Most respondents internally identify as black and when asked to explain these black identities, they describe how both blacks and whites see them as black. I argue that the one-drop rule still shapes racial identity, namely through the process of reflected appraisals.

…To address this gap in the literature, I draw on interview data with 40 black-white biracial adults currently living in the South and examine how reflected appraisals shape their racial identities. Because I am looking at racial identity among people with black ancestry, I also look at how the one-drop rule influences the reflected appraisal process (and hence identity). Few studies seriously engage reflected appraisals as a determinant of racial identity, and none examine the way in which the one-drop rule affects reflected appraisals. Additionally, I interview black-white biracial people who are currently living in the South for two reasons. First, the one-drop rule is historically rooted in Southern slavery and the Jim Crow segregation in the South, and recent empirical research suggests that the one-drop rule continues to shape black identities in the South (Harris and Sim 2002; Brunsma 2005, 2006).  Second, little attention has been given to this region in previous studies. While quantitative studies suggest that the one-drop rule still impacts identity in the South, little qualitative work examines black-white identity within this context (see Rockquemore and Brunsma 2002a for an exception)….

Read the entire article here.

Multiracial Americans: Racial Identity Choices and Implications for the Collection of Race Data

Sociology Compass
Volume 6, Issue 4, April 2012
pages 316–331
DOI: 10.1111/j.1751-9020.2011.00454.x

Nikki Khanna, Assistant Professor of Sociology
University of Vermont

In 2010, approximately nine million Americans self-identified with more than one race on the U.S. Census – a 32 percent increase since 2000. In this paper, I review the growing body of research on this population, with a particular focus on identifying and describing factors important in shaping their racial identities. Factors explored include: social norms regarding racial classification, socioeconomic status, racial composition of one’s neighborhood and community, region, socialization by family, age, cohort, genealogical locus of multiracial ancestry, nativity, and phenotype. I discuss the broader implications of findings to-date, with a particular focus on the ongoing scholarly discourse regarding the collection of race data in the United States.

See the teaching guide to this paper here.

Read or purchase the article here.

The Role of Reflected Appraisals in Racial Identity: The Case of Multiracial Asians

Social Psychology Quarterly
Volume 67, Number 2 (June 2004)
pages 115-131
DOI: 10.1177/019027250406700201

Nikki Khanna, Associate Professor of Sociology
University of Vermont

Asian Americans are one of the fastest-growing minorities in the United States and show the highest outmarriage rate; yet little research has investigated the racial identity of multiracial Asians. This study explores the racial identity of multiracial Asians in the United States, using survey data on 110 Asian-white adults, and examines the factors that shape this identity. The literature suggests a number of factors; drawing on the theoretical framework of reflected appraisals, I hypothesize that certain factors will be more important than others in this process. When respondents were asked with which race they identified more strongly, Asian or white, two factors were shown to exert the strongest influence on racial identity, namely phenotype and cultural exposure. Logistic regression and qualitative responses reveal that the racial identities of this sample of Asian-white adults are shaped largely by the reflected appraisals of others regarding their appearance and cultural knowledge.

Read or purchase the article here.

Book Review: Multiracial Americans and Social Class: The Influence of Social Class on Racial Identity

Kathleen Odell Korgen, Editor, Multiracial Americans and Social Class: The Influence of Social Class on Racial Identity. New York: Routledge, 2010. 230 pp. (paperback).

Teaching Sociology
Volume 39, Number 2 (2011-04-11)
pages 214-216
DOI: 10.1177/0092055X11403292

Beth Frankel Merenstein, Assistant Professor of Sociology
Central Connecticut State University, New Britain, Connecticut

This collection of articles is organized into four sections, each focusing on the various issues and concerns of multiracial Americans, all with a particular emphasis on social class. Using a variety of methods, including statistical models as well as qualitative, in-depth interviews, the articles focus on issues of identity, demographical change, and culture, all through a lens of, as explained in the foreword, understanding how under a system of white supremacy, social class plays a pivotal role in the creation of a multiracial identity.

One immediate concern I had was with the organization of the book. While I found all the articles useful and informative in their own right, the division under the four different sections was unclear. In particular, I was unclear on why Section III had the three articles it did, focusing on multiracial Asian Americans, multiracial American Indians, and multiracial Hispanic youth, respectively. While none of these articles focused on biracial black-white Americans as the majority of the previous articles did, there seemed to be little other reason these three articles were joined together.

Nonetheless, correctly and jointly, these articles recognize that we live in a society dominated and dictated by white supremacy. To understand multiracial Americans, we must place individuals with this identity within this context. Additionally, this collection does what no other has: It includes in this recognition the role that class can and does play when it comes to understanding a multiracial identity and construction. Furthermore, numerous articles mention the way in which, in most conversations and research on multiracial Americans and racial identity, class is often conflated with culture. For example, Nikki Khanna…

Read or purchase the article here.

Passing as Black

The University of Vermont
University Communications
2011-03-30

Lee Ann Cox

The new dynamics of biracial identity in America

There’s a rule everybody knows. Not the golden one. Since the days of slavery and Jim Crow segregation, when “one drop” of black ancestry determined the whole of who you were, black-by-default is a weakened but lingering cultural assumption and it shapes the way many mixed-race people navigate their lives. But a lot has changed, too. Particularly in the pre-civil rights era, passing as white—if appearances made it plausible—was a way to defy racist restrictions. Now, new research by University of Vermont sociologist Nikki Khanna shows that passing has a new face.

In a study published in the Social Psychology Quarterly, Khanna finds that not only do black-white biracial adults exercise considerable control over how they identify, there is “a striking reverse pattern of passing today,” with a majority of survey respondents reporting that they pass as black.

Passing, as currently defined, is about adopting an identity that contradicts your self-perception of race. Despite having a white mother and a black father, President Obama considers himself black. He is not passing—his identity is solidly rooted within the black community. The people Khanna interviewed, however, view themselves as biracial or multiracial, but choose to pass as black in certain contexts…

Read the entire article here.

Passage to identity is still a struggle

Kansas City Star
2010-12-17

Commentary by: Jeneé Osterheldt

I’ve always known I wasn’t white like my mama. Even as a little girl, I could feel adults stare as we passed by.

I was different. But was I black like my daddy? It took me much of my young life to figure that out.

Earlier this year, we took the census. The hardest of the 10 questions revolved around racial identity.

President Barack Obama, born to a white mother and a black father from Africa, checked one box: Black, African Am. or Negro.

I checked it, too. But I also marked the ones next to white and Native American. The president and I are both mixed.

So, who chose the right answer?

More and more black-and-white mixed Americans are “passing” for black, according to a recent study in the current issue of Social Psychology Quarterly, titled “Passing as Black: Racial Identity Work Among Biracial Americans.” That’s a reverse form of what biracial and fair-skinned blacks did in the Jim Crow era, when they denied their race altogether.

It’s claptrap. Yes, Obama is mixed, but he’s also black. It’s possible to be both. How can people “pass” for something they already are?..

Read the rest of the commentary here.

University of Vermont study examines biracial identity

Burlington Free Press
2010-12-28

Tim Johnson, Free Press Staff Writer

Even though he was born of a white mother and an African father, Barack Obama is commonly referred to as the first black president. That’s a sign, sociologists say, that America’s “one-drop rule”—a vestige of the United States’ segregationist past—is still with us.

Under the one-drop rule, a person with even minimal African ancestry (one drop of black blood) was considered black. In the Jim Crow South, such people were denied the rights and opportunities accorded to—unless they had sufficiently light skin and Caucasian features to conceal their African ancestry and “pass” themselves off as white.

Racial “passing” still takes place today, University of Vermont sociologist Nikki Khanna reports in a new study, but in different ways. Light-skinned people with African ancestry might pass themselves off as white or as black, depending on the situation. And biracial people with one white parent and one black parent are more likely for various reasons to identify themselves as black and even to conceal their white ancestry, Khanna said…

A person’s racial identity is determined not just by society; it also can be self-defined. Even people who regard themselves as biracial often are inclined to pass themselves off as monoracial, Khanna reports in an article, co-written with Cathryn Johnson of Emory University, published recently in Social Psychology Quarterly…

..The fact that “biracial” and “multiracial” have entered common American parlance suggests that the “one-drop rule” might be weakening, Khanna said. The U.S. census, beginning in 2000, allowed respondents to choose more than one race.

Still, the widespread perception that people with one black parent are black has its roots in a historically racist attitude that “one drop of black blood made one black, but one drop of white blood did not make one white,” as Khanna and Johnson put it.

Khanna, daughter of an Indian father and a white mother, grew interested in interracial studies in graduate school. She said she noticed that research was lacking on the offspring of interracial couples…

Read the entire article here.

Recent Studies on Biracial Identity and Hypodescent to be Discussed on Mixed Chicks Chat (Pre-recorded)

Mixed Chicks Chat (The only live weekly show about being racially and culturally mixed. Also, founders of the Mixed Roots Film & Literary Festival) Hosted by Fanshen Cox, Heidi W. Durrow and Jennifer Frappier
Website: TalkShoe™ (Keywords: Mixed Chicks)
Episode: #186 – Discussion on Recent Studies on Biracial Identity and Hypodescent
When: Tuesday, 2010-12-28, 22:00Z (17:00 EDT, 16:00 CDT, 14:00 PDT)

In this pre-recorded episode recent studies by Harvard Ph.D. student, Arnold K. Ho (“Evidence for hypodescent and racial hierarchy in the categorization and perception of biracial individuals”) and University of Vermont Assistant Professor Nikki Khanna (“Passing as Black: Racial Identity Work among Biracial Americans”) will be discussed.

Listen to the episode here.  Download the episode here.

How Multi-Ethnic People Identify Themselves

Talk of The Nation
National Public Radio
2010-12-20
00:30:17

Neal Conan, Host

Guests

Nikki Khanna, Assistant Professor of Sociology (and lead author, “Passing As Black: Racial Identity Work Among Biracial Americans”)
University of Vermont

Casey Gane-McCalla, Lead Blogger
NewsOne

Kip Fulbeck, Professor of Art (and author of Mixed: Portraits Of Multiracial Kids)
University of California, Santa Barbara

A new study shows that most people who are biracial self-identify as “biracial.” But in many instances, multi-ethnic Americans change the way they self-identify depending on who they’re talking with. The study was published in the December 2010 issue of Social Psychology Quarterly.

This is TALK OF THE NATION. I’m Neal Conan, in Washington.

What are you? People of mixed race hear that question throughout their lives. The question comes in parts: half-black, half-white, part Asian, a quarter Native American. Sometimes the answer may vary depending on the situation. Sometimes it may change for good.

During the era of Jim Crow segregation, a percentage of those with lighter skin chose to pass as white. Now, it looks as if that’s reversed. In a study published earlier this month, in Social Psychology Quarterly, sociologists found that among black-white biracial adults, more and more self-identify as black…

…Ms. NIKKI KHANNA (Lead Author, “Passing As Black: Racial Identity Work Among Biracial Americans”): Hi, Neal, thank you so much.

CONAN: And I think one of the things we should make clear is your study finds most people who are biracial identify as biracial.

Ms. KHANNA: Absolutely, absolutely. So this study looks at black-white biracial Americans and how they racially identify themselves, and that was the first thing we found, that most identify themselves to others as biracial or multiracial or mixed-race. These terms are certainly becoming much more common today. But in some situations, they identify themselves mono-racially, as black of white.

CONAN: In some situations. For example?

Ms. KHANNA: So for example, so we found individuals would present themselves as black or white. As white, you know, not uncommon were people presenting themselves as white in the workplace, for example, to, you know, they perceived it was advantageous for them to do so to move up in the workplace and move ahead, climb that ladder.

So we see some of that still happening today, although less so than individuals who are presenting themselves as black. And there were a number of situations where that seemed to come in handy. So, for example, during adolescence to fit in with black peers, you know, in adolescence, we all want to fit in.

So it’s not surprising. So in these situations, they oftentimes conceal their white ancestry, the fact that they had a white parent, to present themselves as black.

In other situations, they presented themselves as black when they found whiteness to be somehow stigmatized and negatively stereotyped, and they didn’t want to be associated with it. So they might have perceived whiteness as somehow bad.

Or one individual talked about perceiving whites as oppressive or the oppressor and not wanting to have basically anything to do with that. So in those situations, they would present themselves exclusively as black.

And in the last situation, respondents presented themselves as black oftentimes in filling out race questions commonly found on applications. So they would check the black box basically when they found it beneficial to do so. And this most often occurred on financial aid forms or college university application forms, scholarship application forms.

CONAN: Was there any inclination as to – or any finding that the more biracial people they knew, the more they might just stay with biracial?

Ms. KHANNA: Yeah, I mean, it’s very interesting. For many people that I interviewed in this study that they didn’t know other people who were biracial. So while, you know, it’s becoming increasingly common that there are more and more biracial Americans, oftentimes they didn’t even know other biracial people other than their siblings or another family member…

…CONAN: Joining us now is Casey Gane-McCalla. He’s the lead blogger for NewsOne.com, and he joins us from NPR’s bureau in New York. Nice to have you on the program with us today.

Mr. CASEY GANE-McCALLA (Assistant Editor, NewsOne): Yeah, thanks a lot, Neal.

CONAN: And you are half-black and half-white. How do you identify yourself?

Mr. GANE-McCALLA: I identify myself as both black and biracial. Obviously, I’m biracial, which is two races, but biracial is a very large term. You can be biracial and Mexican and Chinese. You could be biracial, and you could be Indian an Aborigine.

So biracial is a kind of broad term, and I believe that throughout history, black has kind of encompassed biracial. Like, biracial has had a little spot in the Venn Diagram of blackness. If you look from slavery to Jim Crow, if you were mixed, you were a slave. You might have been able to work in the house, but you were still a slave.

Or if it was during Jim Crow, and you tried to – there was no mixed water fountain. There was the two because – due to mostly because of social constructs, I identify as black, and I feel I’m part of the black struggle. I work for a black news website.

But I’m also – I’m definitely not ashamed of my mother’s family, and my mother fought against apartheid in South Africa. And again like the previous caller said, like, I knew a lot of my family, my father’s family from Jamaica, but all my mother’s family is in South Africa. So I didn’t know them that much.

CONAN: Just to clarify again on Nikki Khanna’s study, I think it was you were just studying black-white biracial.

Ms. KHANNA: Absolutely, yes, black-white biracial Americans…

…And let’s see if we can get another caller on the line. Let’s go to Shirley, Shirley with us from Tulsa, Oklahoma.

SHIRLEY (Caller): Yeah, I’m 71 years old and born of a white mother and black father. And this is something really, really puzzling to me because in my neighborhood, which was black, there were five white, mixed families, I’ll say that, and nobody even thought about it.

We didn’t realize, in my neighborhood, St. Louis, Missouri, that there was this type of thing. We knew plenty of people that were passing because they wanted good jobs. They wanted to go to the movies. But my mother just always went where she wanted to go. My sisters did, too, because they looked white.

But to me, this is just a new thing. This is not something that’s new. This is something that’s new that’s being studied.

CONAN: Well, new that people self-identify as biracial. I think when you were growing up…

SHIRLEY: Right.

CONAN: …as Casey Gane-McCalla pointed out, there was no choice. If you…

SHIRLEY: Well, you would just – I just lived in a black neighborhood. But you had a choice if you wanted to be called biracial because in most states except three, I think, if you have any white blood in you, you can claim white and only three states where you have to say you’re black.

But I’m just – you know, I’m just astonished by all this, that people are so amazed at this because I’m 71 years old, and this is old to me. I mean, this has been around so long…

…CONAN: You mentioned earlier, obviously this affects more than black and white. Joining us now is Kip Fulbeck, professor of art at the University of California, Santa Barbara, with us from member station KCLU in Thousand Oaks. And nice to have you with us today.

Professor KIP FULBECK (Art, University of California, Santa Barbara; Author, “Mixed: Portraits Of Multiracial Kids”): Thank you, Neal.

CONAN: You’re also of mixed ethnicity, one parent Asian, the other white, and you call yourself hapa?

Mr. FULBECK: I do. Hapa is a Hawaiian word for half, and it refers to people who, like myself, are part Asian Pacific Islander and something else.

CONAN: So that is, in its own way, saying biracial?

Mr. FULBECK: Exactly.

CONAN: You’ve embraced this third racial category exclusive to people of white – Asian and white parents. Why? Why not just say biracial?

Mr. FULBECK: Well, Neal, the whole thing about being biracial, it’s such a huge, giant nebula because race, if we really want to talk openly, everyone listening to the show right now is African. It doesn’t even exist, biologically, in terms of DNA. We’re all African…

…CONAN: Here’s – we’re talking about biracial identity and self-identity. You’re listening to TALK OF THE NATION from NPR News.

I should just reintroduce our guests. Casey Gane-McCalla, you just heard, a lead blogger at newsone.com. And also with us, Kip Fulbeck, a professor of art at the University of California at Santa Barbara.

This email from Darrel(ph) in Portland. I’m a 30-year-old black male with a white mother. I have never felt comfortable with the term biracial. Race is a social construct, one which often exposes ideological bias. I often have my blackness called into question, being treated by white people as being more acceptable than typical black people. It disgusts me when people assume my speaking pattern or intelligence are the result of my having a white parent rather than coming from an educated family or growing up on a university campus, especially considering the first thing people would use to describe me if I, say, stole their car would be my race.

I’m proud of my Scottish, Irish and German heritage just as I am of my West African heritage. However, my social experience in this country is that of a black man…

Read the entire transcript here.  Download the audio here.

Many Biracial Students Game Racial-Classification Systems, Study Suggests

The Chronicle of Higher Education
2010-12-14

Peter Schmidt

A study of biracial people with black and white ancestry has found that many identify themselves solely as black when filling out college applications and financial-aid forms, raising new questions about the accuracy of educational statistics and research based on racial and ethnic data derived from students.

The study of 40 biracial people—all of whom reported having one black parent and one white one—found that 29, or nearly three-fourths, reported concealing their white ancestry in applying for college, scholarships, financial aid, or jobs.

“Frequently unaware that being biracial is often sufficient for affirmative-action purposes, they presented themselves exclusively as black,” says a summary of the study’s findings being published this month in Social Psychology Quarterly, a peer-reviewed journal of the American Sociological Association…

…The new study suggests that many researchers start out with bad data that conflate information on students with two black parents with information on students with one white parent and one black one, even though those biracial students are less likely, on average, to have grown up with the same disadvantages.

The researcher behind the study—Nikki Khanna, an assistant professor of sociology at the University of Vermont, and Cathryn Johnson, a professor of sociology at Emory University— recruited their 40 research subjects by distributing fliers in an unnamed Southern urban city, asking “Do you have one black parent and one white parent?” They base their analyses on extensive interviews of the respondents conducted by Ms. Khanna in 2005 and 2006…

…Susan Graham, executive director of Project RACE (Reclassify All Children Equally), an advocacy group for multiracial Americans, said she believes the article overstates how much people base their racial identification on self-interest. She also argued that, given how much racial-classification systems have changed in recent years, it is inappropriate to draw conclusions based on interviews conducted four or five years ago…

Read or purchase the article here.

Note by Steven F. Riley: See: Lawrence Wright, “One Drop of Blood”, The New Yorker, July 24, 1994…

Those who are charged with enforcing civil-rights laws see the Multiracial box as a wrecking ball aimed at affirmative action, and they hold those in the mixed-race movement responsible. “There’s no concern on any of these people’s part about the effect on policy it’s just a subjective feeling that their identity needs to be stroked,” one government analyst said. “What they don’t understand is that it’s going to cost their own groups”—by losing the advantages that accrue to minorities by way of affirmative-action programs, for instance. [Susan] Graham contends that the object of her movement is not to create another protected category. In any case, she said, multiracial people know “to check the right box to get the goodies.”